Securities Fraud: Sentencing and Penalties

Securities fraud is a very general catch all type of felony charge that indicates that some type of willful and intentional deception occurred with regards to the buying, selling and trading of stocks, securities and commodities. These markets are constantly changing and brokers, brokerage houses, traders, commodities and securities buyers and seller can all willfully deceive other individuals in the market for profit or compensation, which is a key element in securities fraud. Insider trading, which provides an unfair advance to certain parties in the market, is also a type of securities fraud.

Securities Fraud Penalties

Securities fraud charges often are only placed after lengthy surveillance and evidence gathering. These charges can be placed against individuals, traders, buyers or virtually anyone that works within the stocks or communities market. Penalties for securities fraud are serious since they do impact on people's lives and financial well-being.

Possible Penalties

• Jail time
• Probation
• Significant fines and fees
• Parole
• Restitution
• Community service
• Loss of business or ability to work within the exchange or marketplace

Securities Fraud Sentencing

Typically the sentencing for securities fraud is going to include both substantial fines, restitution to the individuals affected as well as jail time. In addition these types of crimes can be furthered into civil actions and can lead to serious financial implications for the broker, individual or brokerage house.

It is essential to immediately seek and retain an experienced Securities Fraud criminal defense attorney as soon as charges are pressed. Not only will this help you understand your legal rights but the attorney may be able to assist you in a reduced sentence through a plea bargain, or even get the case dismissed if you can be proven to have no knowledge of the fraud that was occurring.

Securities Fraud Charges And Legal Help

Getting a criminal defense attorney involved up front will help you decrease your exposure in a criminal court proceeding as well as represent you to the Securities and Exchange Commission (SEC) and National Association of Securities Dealers (NASD), both organization which will likely complete their own investigation and imposition of fines. In some cases an attorney may help you retain your rights to work in the field, or at least decrease the damage to your personal reputation that can occur with these charges.

• If you have been charged with Securities Fraud, Submit Your Case for a Free Review from a skilled Criminal Defense Attorney.